Broker Check

What We Do

The Duo Wealth Approach

Within our in-house team, each member has a specialized role and together we work through a disciplined client process to implement comprehensive wealth strategies and maintain ongoing financial clarity.

1. Discovery

Meet with the client to understand their financial goals, risk tolerance, investment preferences, and current financial situation. 

2. Risk Assessment

Conduct a risk assessment to determine the client's risk profile, which will help guide the investment strategy.

3. Financial Analysis

Gather and analyze the client's financial data, including income, expenses, assets, and liabilities.

4. Financial Planning

Develop a comprehensive financial plan tailored to the client's objectives, incorporating investment strategies, tax planning, estate planning, and risk management.

5. Investment Strategy

Based on the risk profile and financial plan, design an appropriate investment portfolio diversification, considering the client's time horizon and investment preferences.

6. Implementation

Execute the investment plan by selecting suitable investment vehicles, such as stocks, bonds, mutual funds, real estate, etc.

7. Monitoring and Review

Regularly review the client's portfolio performance and progress towards their financial goals. Make adjustments as needed based on changing market conditions or life events.

8. Education and Communication

Keep the client informed about their investments and any relevant financial updates, ensuring they understand the progress being made.

9. Ongoing Support

Offer ongoing support and guidance, providing financial advice as needed and addressing any concerns the client may have.

WE OFFER COMPREHENSIVE WEALTH MANAGEMENT

A unique Family Office Approach. As your life, family, and wealth grow in complexity, our family-office level of service ensures everything stays on track. With our core investment expertise and market knowledge, we've developed a robust financial planning solution and first-class client service model. Our comprehensive wealth process empowers our clients to manage and track not only their investments but their entire financial journey with confidence and ease.

This includes:

  • Comprehensive financial plans tailored to meet your financial goals
  • Full market analysis and tailored, risk-adjusted investment strategies that are actively managed and adjusted, as necessary
  • In-house due diligence performed for every investment decision
  • Dual in-house investment models and third-party models to help maximize alpha
  • Family-office client service model with regular performance reviews, customized reporting, and communication

We make a point to collaborate with your other trusted advisors, such as accountants and estate attorneys, and marshal other resources as needed, to ensure your path forward is streamlined and efficient.

We have the experience and capabilities to address all of our clients’ challenges. Some of the main areas where they seek our help include:

Financial Planning
Retirement Planning
Investment Management
Portfolio Reviews
Education Planning
Trust & Estate Planning
Business Exit Strategies
Philanthropic Strategies
Tax Planning
Insurance & Risk Management
Legacy Strategies
Cash Management